SEC Rule 10b5-1

Results: 72



#Item
51United States securities law / Insider trading / Fiduciary / Mark Cuban / Confidentiality / SEC Rule 10b5-1 / Law / Ethics / SEC Rule 10b-5

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov.

Language: English - Date: 2010-04-13 10:43:32
52Financial regulation / 73rd United States Congress / Stock market / Finance / Financial system / SEC Rule 10b5-1 / Insider trading / Securities Act / Securities Exchange Act / United States securities law / SEC filings / United States Securities and Exchange Commission

OCI Resource Partners LLC INSIDER TRADING POLICY ADOPTED: July 25, 2013

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Source URL: ociresources.com

Language: English - Date: 2014-08-06 13:31:05
53Property law / Form 8-K / Vesting / SEC Rule 10b5-1 / SEC filings / Private law / Law

ORGANOVO HOLDINGS, INC. Section 16 Filings last 6 months (since December 1, 2013) Reporting Person Keith Murphy Chairman, Chief

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Source URL: www.organovo.com

Language: English - Date: 2014-05-14 21:04:33
5473rd United States Congress / Financial regulation / Financial system / Economics / Stock market / Insider trading / SEC Rule 10b-5 / Securities Exchange Act / Securities Act / United States securities law / United States Securities and Exchange Commission / SEC Rule 10b5-1

Request for rulemaking concerning amending Rule 10b5-1 or further interpretive guidance regarding the circumstances under which Rule 10b5-1 trading plans may be adopted, modified, or cancelled

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Source URL: www.sec.gov.

Language: English - Date: 2013-01-02 14:12:02
55Business / Stock market / Finance / Corruption / United States Securities and Exchange Commission / SEC Rule 10b5-1 / Insider trading / Securities Exchange Act / Security / United States securities law / Financial economics / Financial system

VOLT INFORMATION SCIENCES, INC. CORPORATE POLICIES AND PROCEDURES REISSUED: JUNE 13, 2014 TO:

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Source URL: www.volt.com

Language: English - Date: 2014-06-18 16:46:19
56Financial economics / Corruption / 73rd United States Congress / United States Securities and Exchange Commission / Insider trading / SEC Rule 10b5-1 / Securities Exchange Act / SEC Rule 10b-5 / Settlement / United States securities law / Financial system / Economics

SUPPLEMENT TO: VOLT INFORMATION SCIENCES, INC. CORPORATE POLICIES AND PROCEDURES REISSUED: JUNE 13, 2014 P&P No. 14-03A PRE-CLEARANCE OF TRADES

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Source URL: www.volt.com

Language: English - Date: 2014-06-18 16:46:19
57Corruption / Insider trading / Stock market / SEC Rule 10b5-1 / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Corporation / Securities and Exchange Commission / Law / United States securities law / Business

ORMAT TECHNOLOGIES, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Corporation Securities ___________________ This Policy provides guidelines to employees, officers and directors of

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Source URL: www.ormat.com

Language: English - Date: 2014-07-02 11:09:51
58Financial economics / Goldman Sachs / SEC Rule 10b5-1 / Insider trading / Preferred stock / Security / Securities market / SEC Rule 10b-5 / Mergers and acquisitions / Business / Investment / Stock market

Art Chandler Registered Investment Advisor Wedbush Securities 4949 SW Meadows Rd, Ste 300 Lake Oswego, OR 97035

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Source URL: www.sec.gov

Language: English - Date: 2013-05-24 10:51:49
59Finance / Financial markets / SEC filings / United States Securities and Exchange Commission / Form 144 / Securities Act / SEC Rule 10b5-1 / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / United States securities law / Financial economics / Business

Microsoft Word - rabarron7887.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-20 14:37:28
60United States securities law / United States Securities and Exchange Commission / Financial economics / Investment / 73rd United States Congress / Finance / SEC Rule 10b5-1 / SEC filings / Stock market / Security

CSA Staff Notice[removed]Frequently Asked Questions about National Instrument[removed]Insider Reporting Requirements and Exemptions

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 17:08:34
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